What Should You Include in Written Warnings to Employees?

Original Source: Southland Data Processing  (SDP) website: http://bza.me/?9JERA7

Signing a contractIn order to strengthen your defense against an employee-initiated action, you must include a well-drafted memo in an employee’s personnel file at the time of any incident.  Most written warnings and disciplinary memos are inadequate because they fail to include several very important elements.

Whether you have to defend against an undeserved unemployment insurance claim or against a wrongful discharge lawsuit, you want to include the following items in warning and disciplinary memos:

1. A subject heading, such as “Written Warning.”

2. Date and time of warning or action.

3. Name of the employee involved.

4. Job title of the employee.

5. Name of the person giving the warning or taking the action.

6. Job title of the person giving the warning or taking the action.

7. Person or persons to whom copies are given.

8. Policy of the employer relating to the incident or subject, and/or the behavior or performance expected of the employee.

9. The specific incident causing the warning or action. Be specific with date, time, and what took place.

10. Behavior which should have taken place. The behavior change required. Be specific.

11. What actions can result from further incorrect behavior by the employee and the consequences if the employee does not change.

12. Signature of the person giving the warning or taking the action.

13. Date received by the employee.

14. Signature of the employee receiving the warning or action. (Note: If the employee refuses to sign, suggest the employee write down on the memo the reason or reasons for refusing to sign. This statement in the employee’s own script — whether three words or a long paragraph — is solid evidence proving the employee received and understood the contents of the memo.)

15. The signature of a witness to the meeting with the employee and the statements made in the meeting.

Always state what the next step will be, and if the employee can be terminated the next time he or she commits a similar offense. Then be sure to follow thorough on the action if the employee continues to violate company policy.

To have The Grady Firm attorneys review your written warnings, or to counsel you on the potential outcomes of disciplining or terminating employees, please call (323) 450-9010, or fill out the Contact Request Form to schedule a complimentary 15-minute consultation.

Disclaimer: This article is for informational purposes only, and should not substitute for proper legal advice. 

Sample Written Warning

Subject: Written Warning

Date: Nov. 17, 2005 at 1:30 p.m.

To: Jane Row, Stock Clerk

From: Betty Fram, Stock Supervisor

Copies to: Hank Black, Dept. Mgr. and Mary Grey, Personnel Director

Jane, our policy in this company is for you to call in to work at least one hour before start of your scheduled work time when you will be late or sick or can’t come in. You are to talk directly to your supervisor or someone else in charge.

On Wednesday, Nov. 16, you didn’t call in to say you were unable to come in. You showed up for work late today, at 11 a.m., with no explanation. You should have called in both yesterday and today to let your supervisor know you would not be in on Wednesday and would be late today.

This is the third time this year you have done this. I have warned you verbally before. The incidents yesterday and today are serious enough to cause me to issue this warning: the next time you miss work without calling in as our policy requires you will be self-terminated.

(Signature of Betty Fram) Nov. 17, 2005

Received by: (Signature of Jane Row) Nov. 17, 2005

(Signature of Antonio Tomaro, Witness), Nov. 17, 2005


About gradyfirm

The Grady Firm attorneys specialize in helping businesses grow and succeed through employment, business, immigration, and intellectual property law advising for clients in California. In addition, we help foreign entrepreneurs establish a US presence and obtain the appropriate visas for their owners and employees. WE PROVIDE THE FOLLOWING BUSINESS SOLUTIONS: BUSINESS ADVISING: Business formation, contract drafting, coaching/advising, succession planning, lease review, and contract negotiation. EMPLOYMENT LAW: We teach employers how to become compliant with California employment law, draft Employee Handbooks, and providing sexual harassment training. We also help resolve disputes between employers and employees regarding wage and hour, discrimination, and harassment issues. IMMIGRATION: We help build business work forces and reunite families by preparing visa, Green Card, and citizenship applications based on family relations, employment, and investment. INTELLECTUAL PROPERTY: trademarks, copyright The Grady Firm has offices in Beverly Hills and San Diego, California; and serves clients remotely from across the globe. Our attorneys are licensed to practice immigration law in all 50 states. Learn more about us at www.gradyfirm.com.

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